Operations Associate
Operations Associate
Job Title: Operations Associate
Location (Hybrid): New York, NY
Job Type: Full-time
Compensation: $70,000 - $82,000 base salary + discretionary bonus
Description:
We are working with a leading international broker dealer firm looking for an Operations Associate. This individual will hit the ground running, working with direct trades and reporting directly to the head of operations, directly impacting firm-wide decisions.
Responsibilities:
- Oversee the booking and allocation of client accounts through CTM/Fixed Allocation or manual processes for domestic and international trades involving delivery
- Oversee trade life cycles from initial booking to settlement
- Preserve all client static data for the global markets offered such as commission rates and standing settlement instructions
- Perform reconciliations of 15a6 recorded trades
- Ensure regulatory compliance while recording fixed income trades
- Follow up with clients regarding buy-in charges, penalty claims, corporate adjustments, and pending USD cash payments
Qualifications:
- MUST have Series 7 OR Series 99
- MUST have experience working at a Broker Dealer
- 1-3 years of operations or trade support experience
- Understanding of financial markets
- Equities experience
- Knowledge of client trade support functions
- Amazing verbal and written communication skills
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your resume and details on file so when we see similar roles or see skillsets that drive growth in organizations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your resume so you can be considered for roles that have yet to be created.
Yes, we help with resume and interview preparation. From customized support on how to optimize your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.